Broker Dealers and Wealth Management Firms

TriState Capital Bank’s Private Bank team understands and works creatively with broker dealers and wealth management firms on a national basis, and provides advisors and their clients flexible financial asset lending solutions, as well as innovative and competitive deposit services. 

 

Lending Services

Brokers Lending Services

Our team is ideally positioned to help broker dealer and wealth management firm clients manage financial needs by offering lending solutions based on financial assets. We have the experience, expertise and capability to analyze complex situations and propose solutions for your clients.  Our Private Bank offers loans to entities such as Trusts, Partnerships and Family Investment Vehicles, among others. 

Our Financing Solutions Include:

  • Non-Purpose Lines of Credit
  • Non-Purpose Term Loans (1-5 year fixed rates)
  • Letters of Credit
  • Short-term Bridge Loans
  • Business Purpose Loans

The Collateral We Accept May Include:

  • Marketable Securities
  • Restricted & 144 Stock
  • Cash Value Life Insurance
  • Hedge Funds
  • Private Equity Investments, (seasoned)
  • Private Company Stock (large companies)

 

 

Deposit Products

Exec Indivi Deposit Products

With TriState Capital’s online personal banking, you will have 24-hour access to real-time account information from the convenience of your personal computer. Online banking includes a bill pay feature for recurring and one-time payments. TriState Capital’s online personal banking is convenient, easy to use, and secure. We are committed to maintaining the confidentiality and privacy of your personal account information.

TriState Capital offers outstanding personal service and flexibility in the following products:

Checking with Interest

  • Competitive rates
  • No fees/monthly service charges
  • Free ATM/Point of Sale transactions with generous transaction limits, which can be customized to meet your specific needs
  • We will assist with transferring direct deposits and automatic payments from your current account to your new Tristate Capital account

Money Market Account

  • Competitive rates
  • No fees/monthly service charges
  • May be linked to your checking account to provide a limited number of automatic transfers in the event of an overdraft
  • Personalized checks available

TriState Capital CD Accounts

  • 3-month to 3-year terms with competitive rates
  • Traditional & Roth IRAs available
  • CDARS®, through which you can access multi-million-dollar FDIC insurance on your CD deposits